Another previous J.P. Morgan representative has been ousted from the market for choosing not to comply with an FINRA examination.
Angelina Ozlem Todurge, a previous broker with J.P. Morgan Securities in Palm Beach, Florida, decreased to offer the regulator with the files and info it had to examine accusations that she transformed $13,000 for personal use, inning accordance with her settlement with FINRA.
Failure to abide by FINRA examinations immediately lead to a bar, the regulator stated.
Todurge was ended from J.P. Morgan in August 2016 for apparently cannot report funds that were errantly wired to her Chase checking account from a 3rd party. The company implicated her of using the funds for her personal use, FINRA declared.
Todurge might not be grabbed remark. In her settlement, Todurge neither confessed nor rejected the charges but granted an entry of FINRA’s findings.
Todurge worked for J.P. Morgan from December 2016 to August 2016, when she was released for the supposed misbehavior, inning accordance with BrokerCheck records. She worked for both J.P.Morgan Securities and J.P. Morgan Chase Bank.
Michael Fusco, a spokesperson for Chase Wealth Management, decreased to discuss the matter.
Todurge signs up with at least 3 others previous J.P. Morgan representatives who were disallowed for decreasing FINRA’s ask for info. Moises David Rivera-Castillo, previously with J.P. Morgan in Mount Kisco, New York, was disallowed in December for cannot supply files associated with claims that he released and used unapproved bank debit cards for personal use. Bo Li, a previous representative in Salt Lake City, was likewise expelled in December for choosing not to stand for an on-the-record statement relating to deals in his personal checking account. And Whitley Kiara Hood, when with J.P. Morgan in Chicago, was eliminated in November for decreasing to supply on-the-record statement concerning claims that she abused funds from a J.P. Morgan-affiliated bank.